Compliance Manager/Associate
Kuala Lumpur, Malaysia or Hong Kong
About the Role:
- Based in Malaysia and preferably in the Federal Territory of Labuan
- Handle the compliance work of a regulated crypto/digital assets business covering exchange, custody, trust, broking and fund management
- Ideal candidate should have experience in handling the regulatory requirements and compliance needs of businesses regulated by the Labuan Financial Services Authority (LFSA)
- Candidate with similar regulatory/compliance experience with other regulatory agencies would also be considered
- Experience and knowledge in crypto/digital assets preferred but not a must
- Work together with the lead of Compliance Department, a unit reporting to the group's Chief Operating Officer
Responsibilities:
- Be responsible for ongoing compliance functions and matters with regard to all applicable regulatory requirements concerning crypto/digital assets exchange and related businesses
- Work closely with senior management to ensure regulatory compliance across all business units
- Monitor internal and external risk exposures concerning business, marketing, operation, technology and regulation
- Liaison with regulators and file regulatory reports in Malaysia, Hong Kong and other relevant countries
- Ensure our regulated businesses are meeting all regulatory requirements and licensing conditions at all time
- Interface and exchange views with regulators and industry practitioners for emerging compliance needs in digital assets space
- Develop, maintain and oversee compliance monitoring programme, policies and procedures for regulatory compliance, internal control and risk management
- Monitor KYC, AML/CTF, FATCA/CRS and regulatory reporting requirements and processes
- Perform review of customer accounts and alert for possible suspicious transactions
- Be involved in ongoing contractual/legal matters using internal capability or outsourced legal services
- Provide supports to internal service requesters and bridge them with external counterparties such as regulators and legal advisors
- Support other teams to produce their deliverables (e.g. product development, marketing/communication, technology platforms) by providing compliance inputs and assessing compliance impacts
- Undertake special/ad-hoc projects from time to time
Requirements:
- Bachelor or higher degree in business, accounting, economics, law or the like
- At least 3 years of experience as an officer in compliance, trust, company secretary or legal functions in the financial services or fintech industries
- Prior experience with regulatory/compliance functions in a LFSA-regulated business would be advantageous
- Geographically cover APAC including Malaysia, Hong Kong, Singapore or the like
- Good communication skill to interact with internal co-workers and external working parties
- A team player passionate about crypto/digital assets future and potential
- Good command of spoken and written English
Remuneration will commensurate with qualifications and experience.
Interested applicants are invited to submit a detailed resume with qualifications, certificates and working experience, current and expected salary together to: people@fusang.co
