Fusang Exchange License

Keptain Securities and Asset Management Limited

Keptain Securities and Asset Management Limited is licensed by Fusang Exchange Ltd as Listing Sponsor on Fusang Exchange.

The Licensee must at all times conduct its operations in accordance with the Rules of Exchange and any other regulations prescribed by Fusang Exchange Ltd for the activities authorised by this Licence.

This Licence is granted subject to the following conditions: None.

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Entity Number: FSX-LS-013

Admission Date : 06 September 2023

Certificate Issuance Date: 06 September 2023

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Keptain Securities and Asset Management Limited

Keptain Securities and Asset Management Limited (“Keptain”) is a licensed and Hong Kong-based corporation, founded in 2013 carrying on Type 4 (Advising on Securities), and Type 9 (Asset Management) regulated activity. Keptain specializes in ESG-focused investments and has extensive experience in the Middle East market.

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Contact Details

Principal Officer: Yam Chung Wai, Director

Registered Office Address: Room 805, 8/F, Central Plaza, 18 Harbour Plaza, Wan Chai, Hong Kong

Email: dicksonyam@keptain.com.hk

Contact Number: +852 6230 5514

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